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Performing BSA/AML/OFAC Risk Assessments Properly

Duration :

Course Description:

This 60-minute webinar on "Ensuring you are doing BSA/AML/OFAC Risk Assessments correctly" will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components needed in order to implement an effective risk assessment, as well as, what is needed to maintain an appropriate risk assessment on-going of BSA/AML/OFAC. It will provide insight into what regulators and examiners expect from financial institutions in their BSA/AML/OFAC Risk assessments

Why should you Attend?

This webinar will help attendees better understand and implement the below:

  • BSA/AML/OFAC Risk Assessment Expectations
  • Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC
  • Areas to be covered by the risk assessment
  • Risk rating guidelines and suggestions
  • Monitoring of risk ratings

Areas Covered:

The Participants will be able to:
  • Implement effective BSA/AML risk assessments.
  • Implement best-practice risk assessment strategies
  • Advise management on continuous monitoring of BSA/AML risks
  • Advise management of how the BSA/AML risk assessment plays a critical role in the Enterprise Risk Model
  • Recommend BSA/AML risk assessment approaches and oversight
  • Conduct an effective BSA/AML Risk Assessment for your financial institution

Who will benefit?

This webcast will be of a valuable assistance to the below audience.

  • BSA Officers
  • BSA Personnel
  • Audit Personnel
  • Senior BSA management

Registration Options

Avail 12 months unlimited access for a single user.

Material shipped within 15 days post webinar completion & get life time access for unlimited participants.


FCRA Compliance, CFPB Compliance, AML, Banking Industry,

Speaker Details

Dr. Gina J Lowdermilk

Dr. Gina J Lowdermilk

PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional

Dr. Gina J. Lowdermilk PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been on working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has

Refund Policy

Participants/Registrants for our live events, may cancel up to 72 hours prior to the start of the live session and ComplianceTrain will issue a letter of credit to be used towards any of ComplianceTrain's future events. The letter of credit will be valid for 12 months.

ComplianceTrain will process refund in cases where the event has been cancelled and is not rescheduled within 90 days from the original scheduled date of the webinar. In case if a live webinar is cancelled, participants/registrants may choose between recorded version of the course or a refund. Refunds will not be processed to participants who do not show up for the webinar. A webinar may be cancelled due to unavoidable circumstances, participants will be notified 24 hours before the scheduled start of the event. Contact us via email: