Banking and Financial Services
Compliance officer in this sector help the company on implementing controls with regard to all FCA rules applicable. They need help on keeping abreast of jurisdictional changes and challenges. They assist in undertaking market abuse surveillance & reporting suspicious transaction. Other areas are providing support in the onboarding process, including anti-money laundering checks & client classification, advise on regulatory changes & developments, ensure regulatory authorisations are up-to-date.
